Investors Subject to Mandatory Information Disclosure

Le Trang

09:34, 11/07/2024

On October 06, 2015, the Ministry of Finance issued Circular 155/2015/TT-BTC guiding the disclosure of information on the securities market.

Investors subject to mandatory information disclosure requirements include:

- Investors who are insiders of public companies, insiders of public funds, and individuals related to insiders;- Major shareholders, related groups holding 5% or more of the outstanding voting shares of public companies; investors holding 5% or more of the equity certificates of closed-end funds; founding shareholders during the restricted transfer period of public companies and public securities investment companies; founding members of public funds;- Investors or groups of related investors acquiring enough shares to become major shareholders of public companies and holding 5% or more of the equity certificates of closed-end funds;- Organizations and individuals conducting a public offer to purchase shares of public companies.

For details, see Circular 155/2015/TT-BTC effective from January 1, 2016.

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