What are regulations on the code of listed bonds at the Ho Chi Minh City Stock Exchange at the Vietnam Securities Depository Center?

What are regulations on the code of listed bonds at the Ho Chi Minh City Stock Exchange at the Vietnam Securities Depository Center?

At Point b, Clause 3, Article 7 of the Regulations on the issuance of securities codes in the domestic market and international securities identification numbers at the Vietnam Securities Depository Center issued together with Decision 106/QD-VSD in 2021, the regulations on bond codes listed on the Ho Chi Minh City Stock Exchange at the Vietnam Securities Depository Center are as follows:

The enterprise bond code consists of 8 characters and is regulated as follows:

Where:

- Issuing organization symbol: 3 characters, regulated similar to stock codes, in case issuing organization is a listed enterprise on the Stock Exchange: these 3 characters are the issued stock code.

- Bond characteristic symbol: 1 character regulated as follows:

"1": Periodic interest payment bond

"2": Discount bond

"3": Bond with deferred interest payment

"4": Convertible bond

"5": Bond with attached warrants

- Year of issuance: 2 characters representing the last 2 digits of the year of issuance

- Serial number of the bond registered at VSD within the year: 2 characters as a number

What are regulations on the code of fund certificates at the Vietnam Securities Depository Center?

At Clause 4, Article 7 of the Regulations on the issuance of securities codes in the domestic market and international securities identification numbers at the Vietnam Securities Depository Center issued together with Decision 106/QD-VSD in 2021, the regulations on fund certificate codes at the Vietnam Securities Depository Center are as follows:

The fund certificate code consists of 8 characters and is regulated as follows:

Where:

- The first 2 characters: the letters FU, abbreviated symbol of the fund product group (Fund)

- The next character: the character representing the abbreviated symbol of the fund type, specifically as follows:

C: Closed-ended investment fund

O: Open-ended fund

E: Exchange-traded fund

P: Pension fund

H: Hedge fund

- The next 5 characters: numeric or alphabetic characters representing the abbreviated code of the Fund.

What are regulations on the code of rights to purchase additional issued securities at the Vietnam Securities Depository Center?

At Clause 5, Article 7 of the Regulations on the issuance of securities codes in the domestic market and international securities identification numbers at the Vietnam Securities Depository Center issued together with Decision 106/QD-VSD in 2021, the regulations on additional issuance securities purchase right codes at the Vietnam Securities Depository Center are as follows:

The purchase right code consists of 09 characters and is regulated as follows:

Where:

- The first 2 characters: the letters MI, abbreviated symbol of other special securities product group

- The next character: the letter R, abbreviated symbol of the purchase right

- The next 3 characters: numeric or alphabetic characters representing the underlying securities code

- The next 2 characters: the year of the purchase right issuance

- The last character: a numeric character representing the serial number of the purchase right of the underlying securities issued within the year.

Best Regards!