In which cases is the fund management company liable to compensate for damages caused to the fund?
According to Clause 6, Article 36 of Circular 98/2020/TT-BTC, the content is stipulated as follows:
The fund management company is responsible for compensating for damages caused to the fund in the following cases:
- Failure to comply with investment policies, investing in assets restricted by law and the Fund Charter;
- Using loans for improper purposes, not complying with the law; or borrowing beyond the loan limits stipulated in the Fund Charter and legal regulations;
- Investing beyond the investment limits, except in cases stipulated in Clause 5, Article 35 of this Circular.
Sincerely!
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