What is the form to request a securities transfer at the Vietnam Securities Depository?

What is the form to request a securities transfer at the Vietnam Securities Depository?

Pursuant to Form 01/PS-TTBT issued together with the Regulation on clearing and settlement of derivative securities transactions Decision 61/QD-VSD in 2022, the form to request a securities transfer at the Vietnam Securities Depository is as follows:

SECURITIES TRANSFER REQUEST

(applicable to securities borrowed on the SBL system to deposit to ensure the implementation of government bond futures contracts)

........Date ……

To: Vietnam Securities Depository Center

1. Transfer depository member: (Name of member)

- Depository member registration number: - Depository member account number:

- Transferring person: - Account number:

2. Transfer recipient: Vietnam Securities Depository

- Depository account number:

3. Purpose of transfer: Submit transferred bonds as a deposit to ensure the implementation of the Government bond futures contract

- Deposit for investors: - Account number:

Confirmation of Vietnam Securities Depository Center:

Effective date of transfer................................... ..............................................

Note (*): Freely transferable securities.

What is the form to request a securities transfer at the Vietnam Securities Depository? - Source: Internet

What is the form for notification of replacement of collateral at the Vietnam Securities Depository?

According to Form 02/PS-TTBT issued together with the Regulation on clearing and settlement of derivative securities transactions Decision 61/QD-VSD in 2022, the form for notification of replacement of collateral at the Vietnam Securities Depository is as follows:

NOTICE OF REPLACEMENT OF MARGINAL ASSETS

Dear: Clearing member

Vietnam Securities Depository Center (VSD) notifies your Company/Bank about the replacement of deposited securities at VSD as follows:

1. Details of margin securities that must be replaced:

2. Reason for replacing margin securities: …………………………………

In case your Company/Bank currently has margin securities on the list mentioned in Section 1, you are requested to replace the margin securities no later than / / . The value of replacement margin securities is determined according to the VSD valuation price applied at the date of replacement of margin securities.

Past the above time limit, if your Company/Bank does not replace or submit additional collateral assets to meet the requirements of margin obligations, it will be handled according to VSD's regulations./.

What is the detailed information form for reciprocal trading orders at the Vietnam Securities Depository Center?

In Form 03/PS-TTBT issued together with the Regulation on clearing and settlement of derivative securities transactions Decision 61/QD-VSD in 2022, the detailed information form for reciprocal trading orders at the Vietnam Securities Depository Center is as follows:

DETAILED INFORMATION OF RETREAT TRADING ORDERS

To: Vietnam Securities Depository Center

Regarding accounts that are temporarily suspended from trading, we would like to send you detailed information about the corresponding trading orders expected to be placed to close the position as follows:

Reason: (To reduce the margin utilization ratio due to margin utilization ratio violation or to reduce the number of positions due to position limit violation or to handle insolvency or to position closure due to suspension or cancellation of clearing membership status).

We request you to notify the Hanoi Stock Exchange to restore transactions for the above trading accounts.

We commit to be responsible for the correct execution of the above mentioned reciprocal trading orders.

Best regards!