What is explanatory form that meets the information technology infrastructure requirements at the Vietnam Securities Depository Center?

What is explanatory form that meets the information technology infrastructure requirements at the Vietnam Securities Depository Center?

In Form 02/PS-TVBT issued together with the Regulations on derivative securities clearing members and Decision 84/QD-VSD in 2022, there are regulations on explanatory form that meets the information technology infrastructure requirements at the Vietnam Securities Depository Center is as follows:

SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
---------------

………, day month Year ……

EXPLANATORY

MEETS INFORMATION TECHNOLOGY INFRASTRUCTURE REQUIREMENTS

(Serves clearing and settlement activities for derivatives transactions)

I. GENERAL INFORMATION

1. Organization name: ………………………………………………………………………………………

2. Head office: ……………………………………………………………………………………..

3. Phone: ……………………………………… Fax ………………………………………….

4. Type of registered clearing member: ……………………………………………………………………………………………

II. NOTES ON INFORMATION TECHNOLOGY INFRASTRUCTURE

1. Description of meeting the connection conditions specified in the instructions for connecting to the online communication portal of the Vietnam Securities Depository (VSD) for clearing and settlement activities of securities transactions derivative contract.

2. Number and configuration information of servers/equipment of the member derivatives transaction clearing and settlement system.

3. Summary of software system design specifications serving clearing and settlement activities for derivative securities transactions.

4. Policy to ensure security for the system and connection to VSD.

5. Backup plan to handle problems.

6. Method of providing information to customers, the State Securities Commission, VSD and other related agencies (through computer systems, telephone, telex, fax...).

We commit that the above mentioned information technology infrastructure contents are completely appropriate, meet the requirements and comply with the provisions of law and regulations of the Vietnam Securities Depository.

What is explanatory form that meets the information technology infrastructure requirements at the Vietnam Securities Depository Center? (Image from the Internet)

What is sample letter of approval of principle for clearing member registration at the Vietnam Securities Depository Center?

In Form 03/PS-TVBT issued together with the Regulations on derivative securities clearing members and Decision 84/QD-VSD in 2022, there are regulations on the form of approval of principle for clearing member registration at the Vietnam Securities Depository Center as follows:

Dear: Company/Bank ……

After reviewing the application for registration of derivative securities clearing members of the Company/Bank………, Vietnam Securities Depository Center (VSD) announces the following:

1. VSD approves in principle the registration as a derivative securities clearing member of your Company/Bank;

2. To officially become a derivative securities clearing member of VSD, you are requested to complete the procedures specified in Clauses 2 and 3, Article 2 of the Derivative Securities Clearing Member Regulations. at VSD issued together with Decision No. .../QD-VSD dated ...... of the General Director of VSD, specifically as follows:

a) Contribute to the Clearing Fund for the derivatives market according to the provisions of the Regulations on management and use of the Clearing Fund for the derivatives market at VSD. In case of monetary contribution, your Company/Bank shall make payment to the account:

- Account name:

- Account number:

- At the bank:

- Money transfer content:

b) Connect the system and perform testing with VSD's clearing and payment system.

c) Send VSD 02 copies of account registration to receive deposit withdrawals, payments, and receive refunds of contributions to the Clearing Fund for the derivatives market according to regulations.

Best regards!

What is account registration form to receive deposit withdrawals, payments, and receive refunds of contributions to the Clearing Fund at the Vietnam Securities Depository Center?

In Form 04/PS-TVBT issued together with the Regulations on derivative securities clearing members and Decision 84/QD-VSD in 2022, there are regulations on account registration form to receive deposit withdrawals, payments, and receive refunds of contributions to the Clearing Fund at the Vietnam Securities Depository Center as follows:

SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
---------------

………, day month Year ……

REGISTER FOR AN ACCOUNT TO WITHDRAW MONEY, PAY, RECEIVE REFUND OF CONTRIBUTIONS TO THE CLEARING FUND FOR THE DERIVATIVES MARKET

To: Vietnam Securities Depository Center

1. Organization name: ………………………………………………………………………………………

2. Head office: ……………………………………………………………………………………..

3. Phone: …………………………………………………………………………………………

4. Fax: …………………………………………………………………………………………………

We would like to register account information to receive deposit withdrawals, payments, and receive refunds of contributions to the Clearing Fund for the derivatives market as follows:

Best regards!