Subjects for Registration of Transactions on the UPCOM Trading System

Regarding activities in the field of securities, could you please provide information on the regulations concerning entities eligible to register for trading on the UPCOM trading system?

Pursuant to Clause 1, Article 133 of Decree 155/2020/ND-CP stipulating the subjects of transaction registration as follows:

- Public companies that are not listed on the Stock Exchange;

- Companies that are delisted either mandatorily or voluntarily but still meet the conditions of being a public company;

- Equitized enterprises that are required to register transactions according to the law on state enterprise conversion, single-member limited liability companies with 100% charter capital held by the state, and public service providers converted into joint-stock companies.

Respectfully!

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