Rights and Obligations of Derivative Securities Trading Members

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I would like to inquire about the rights and obligations of members engaged in derivative securities transactions. How are these regulated?

According to Clause 1, Article 25 of Decree 158/2020/ND-CP stipulating the rights and obligations of trading members, special trading members, and market makers, which include:

***Rights and Obligations of Trading Members:

- Executing investors' trading orders after ensuring that the investor has a trading account, a margin account, and sufficient margin as required by the clearing member; periodically or upon the investor's request, providing complete information on activities in the trading account to the investor;

- A trading member that is suspended or has its membership revoked is obliged to agree upon and establish a replacement trading member, provide all necessary information about the investor to the replacement trading member, and continue to fulfill all its obligations until the transfer of rights and obligations to the replacement trading member is completed;

- Other rights and obligations as stipulated in Clause 2, 3 of Article 47 of the Securities Law and guiding documents.

Best regards!

>> CLICK HERE TO READ THIS ARTICLE IN VIETNAMESE

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