Regulations on the Management of Customer Assets by Securities Investment Management Companies
Based on Article 88 of the Securities Law 2019 (Effective January 1, 2021) which regulates the management of client assets by investment management companies as follows:
- Assets of clients entrusted on the deposit accounts of the securities investment fund management company are the property of the entrusted clients, not the assets of the securities investment fund management company.
- In the event that the securities investment fund management company is dissolved or goes bankrupt, the clients' assets must be returned to the clients after deducting the clients' outstanding liabilities to the securities investment fund management company.
We are providing this information to you!
Sincerely!
Vietnam: Report form on derivative trading
Vietnam: Regulations on suspension of transactions with the tax authority by electronic means
Vietnam: Regulations on suspension of derivative trading activities of special trading members
Vietnam: Provisions on the cancellation of membership of derivative market makers
Vietnam: Cases of suspension of clearing and settlement activities of clearing members
Vietnam: What are the regulations on cancellation of membership of clearing members?
Vietnam: Suspension period of derivative trading activities of trading members
Vietnam: What are the regulations on cancellation of membership of trading members?
What are the conditions for an issuing organization to offer financial products in Vietnam?
Provisions on the obligations of clearing members in derivative transactions in Vietnam
