Regulations on Securities Custody

Pursuant to Article 62 of the Securities Law 2019 (Effective from January 1, 2021), the securities deposit is stipulated as follows:

- Securities of public companies and securities of other organizations listed, registered for trading on the securities trading system must be centrally deposited at the Vietnam Securities Depository and Clearing Corporation before conducting transactions, except otherwise provided by the Minister of Finance.

- The Vietnam Securities Depository and Clearing Corporation manages securities separately for each depository member.

- The Vietnam Securities Depository and Clearing Corporation registers security measures for securities that have been centrally registered at the Vietnam Securities Depository and Clearing Corporation in accordance with regulations of the Government of Vietnam.

- The Minister of Finance provides detailed regulations on securities deposit activities, the transfer of deposited securities for the issuance of depositary receipts, and the listing of securities on foreign stock markets.

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