Procedure for Registering Stock Transactions on the Upcom Trading System

Based on Article 135 of Decree 155/2020/ND-CP, the procedures are stipulated as follows:

- Within 05 working days from the date of receipt of a complete and valid dossier or from the date of receiving the Certificate of Securities Registration (for cases specified in point a, clause 3, Article 134 of this Decree), the Stock Exchange issues a decision approving the registration for trading and simultaneously discloses the information to the market.

- Within 10 days from the date the Stock Exchange issues the decision approving the registration for trading, the issuing organization is responsible for bringing the shares into trading on the Upcom trading system.

- For equitized enterprises associated with registration, deposit, and registration for trading, the order and procedures for registration for trading on the Upcom trading system shall be implemented in accordance with the regulations on converting state-owned enterprises, one-member limited liability companies fully owned by state enterprises, and public service providers into joint-stock companies.

Respectfully!