Conditions for Granting a Fund Management Practice Certificate in the Securities Sector?

Based on Clause 3, Article 213 of Decree 155/2020/ND-CP, the content is stipulated as follows:

Fund management practice certificates are issued to individuals who meet the following conditions:

- Conditions specified in Clause 2, Article 97 of the Securities Law;

- Possess professional certificates in securities, including: certificate on basic issues of securities and securities market, certificate on securities and securities market law, certificate on securities analysis and investment, certificate on securities brokerage and investment advisory, or an equivalent certificate;

- Possess professional certificates, including: certificate on financial advice and securities underwriting, certificate on financial statement analysis of enterprises, or an equivalent certificate;

- Possess a professional certificate in fund and asset management;

- Have a minimum of 03 years of experience in business, investment, finance, accounting departments in enterprises, organizations operating in the fields of finance, banking, insurance, securities, auditing, or possess a lawful securities practice certificate abroad.

Respectfully!