Conditions for Establishing Domestic Trading Offices of a Securities Company?
Based on Article 191 of Decree 55/2020/ND-CP stipulating the following conditions:
Meet the conditions specified at points a, b, and c of clause 2 of Article 190 of this Decree.
Have at least 02 securities practitioners working at the trading room proposed to be established.
Have an office and equipment for the operation of the trading room within the administrative boundaries of the province or centrally-run city where the securities company has its headquarters or branch.
The activities of the trading room only include supporting activities for securities brokerage, securities investment consulting, and securities custody for the headquarters or the branch to which the trading room is subordinate.
Sincerely!
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