Account and Sub-Account of Investors in Securities Investment Funds: Contents and Requirements

According to Clause 4 Article 29 of Circular 98/2020/TT-BTC, the content is stipulated as follows:

The investor's account, the investor's sub-account must include the following:

- Trading account number/sub-account number;

- Number of fund units;

- Number of fund units increased, decreased, and the reason for the increase or decrease;

- Other personal information of the investor including:

+ For individuals: full name of the investor; number of Identity Card or Citizen Identification Card or Passport or other legal personal identification; contact address, contact phone number, email address (if any);

+ For organizations: name of the organization, address of the head office, number of Establishment and Operation License, number of Business Registration Certificate; full name, number of Identity Card or Citizen Identification Card or Passport or other legal personal identification; contact address, contact phone number, email address (if any) of the individual authorized by the organization to trade fund certificates.

Respectfully!