Circular No. 95/2020/TT-BTC: Securities-related rumors are basis for securities transaction supervision in Vietnam

This is a notable content stipulated in the Circular No. 95/2020/TT-BTC on guidance on supervision of securities transactions on the securities market, issued by the Minister of Finance of Vietnam on November 16, 2020.

Specifically, according to Article 6 of the Circular No. 95/2020/TT-BTC of the Ministry of Finance of Vietnam, methods for securities transaction supervision by the State Securities Commission (SSC) are specified as follows:

- Supervision according to information from the following sources:

+ Supervision reports submitted by Vietnam Exchange (VNX) and its subsidiary companies, Vietnam Securities Depository and Clearing Corporation (VSDCC) and its members;

+ Reports submitted by listed and registered public companies;

+ Information provided by organizations and individuals participating in the securities market;

+ Information on the media and securities-related rumors;

+ Other sources of information.

- Pursuant to the reports and information mentioned in Clause 1 of this Article, transaction data of VNX, its subsidiary companies and VSDCC, SSC shall analyze the transactions that are suspected of violating regulations of law on securities and the securities market.

- …

View more details at the Circular No. 95/2020/TT-BTC of the Ministry of Finance of Vietnam, effective from January 01, 2021.


60 lượt xem

  • Address: 19 Nguyen Gia Thieu, Vo Thi Sau Ward, District 3, Ho Chi Minh City
    Phone: (028) 7302 2286
Parent company: THU VIEN PHAP LUAT Ltd.
Editorial Director: Mr. Bui Tuong Vu - Tel. 028 3935 2079
P.702A , Centre Point, 106 Nguyen Van Troi, Ward 8, Phu Nhuan District, HCM City;