Circular No. 95/2020/TT-BTC: Securities-related rumors are basis for securities transaction supervision in Vietnam

10:10, 04/12/2020

This is a notable content stipulated in the Circular No. 95/2020/TT-BTC on guidance on supervision of securities transactions on the securities market, issued by the Minister of Finance of Vietnam on November 16, 2020.

Specifically, according to Article 6 of the Circular No. 95/2020/TT-BTC of the Ministry of Finance of Vietnam, methods for securities transaction supervision by the State Securities Commission (SSC) are specified as follows:

- Supervision according to information from the following sources:

+ Supervision reports submitted by Vietnam Exchange (VNX) and its subsidiary companies, Vietnam Securities Depository and Clearing Corporation (VSDCC) and its members;

+ Reports submitted by listed and registered public companies;

+ Information provided by organizations and individuals participating in the securities market;

+ Information on the media and securities-related rumors;

+ Other sources of information.

- Pursuant to the reports and information mentioned in Clause 1 of this Article, transaction data of VNX, its subsidiary companies and VSDCC, SSC shall analyze the transactions that are suspected of violating regulations of law on securities and the securities market.

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View more details at the Circular No. 95/2020/TT-BTC of the Ministry of Finance of Vietnam, effective from January 01, 2021.

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