Amendment of Cases Where Listed Companies Are Not Required to Deposit

Duy Thinh

15:45, 09/07/2024

This is the content mentioned in Decision 1205/QD-UBCK regarding the amendment of the Regulation on guidelines for margin trading in securities.

To be specific, a listed company is not allowed to engage in margin trading when the Stock Exchange receives a report from the listed company, or when the Stock Exchange obtains information on the following matters:

- The decision of the competent authority to impose administrative penalties on the listed company for acts of tax evasion or tax fraud;- The decision of the competent authority to impose administrative penalties on the listed company for acts of non-compliance with the conclusions of administrative tax enforcement decisions;- The decision to prosecute the accused issued by judicial authorities against the listed company.

The above content is an amendment to Clause 3, Article 5 of the Regulations on Margin Trading Guidelines attached to Decision 87/QD-UBCK.

More details can be found in Decision 1205/QD-UBCK, effective from January 02, 2018.

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