Circular No. 115/2017/TT-BTC
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- Amending the time for the Vietnam Securities Depository to send periodical supervision reports
- 19:19, 15/06/2019
- This is a notable content specified in Circular No. 35/2019/TT-BTC providing amendments to Circular No. 115/2017/TT-BTC providing guidelines for supervision of securities transactions on securities market and Circular No. 116/2017/TT-BTC providing guidelines for supervision of securities operations of Stock Exchanges and Vietnam Securities Depository (VSD) by the State Securities Commission of Vietnam (SSC).
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- Vietnam’s new regulations on weekly securities surveillance reports
- 09:10, 15/06/2019
- Recently, the Minister of Finance of Vietnam issued Circular No. 35/2019/TT-BTC providing amendments to Circular No. 115/2017/TT-BTC providing guidelines for supervision of securities transactions on securities market and Circular No. 116/2017/TT-BTC providing guidelines for supervision of securities operations of Stock Exchanges and Vietnam Securities Depository (VSD) by the State Securities Commission of Vietnam (SSC).
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- Vietnam: The market surveillance database system
- 17:27, 13/12/2017
- According to guidelines provided in Circular No. 115/2017/TT-BTC of the Ministry of Finance of Vietnam, the Stock Exchange (SE) must build a market surveillance database system. It must at least contain:
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- Vietnam: Methods of market surveillance by the Stock Exchange
- 17:19, 30/11/2017
- On October 25, 2017, the Ministry of Finance of Vietnam issued Circular No. 115/2017/TT-BTC on guidelines for securities market surveillance. One of the notable contents of this Circular is the regulation on methods of market surveillance by the Stock Exchange (SE).
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- Vietnam: Matters to be supervised by the State Securities Commission
- 17:15, 25/11/2017
- This is one of the fundamental contents specified in Circular No. 115/2017/TT-BTC dated October 25, 2017 of the Ministry of Finance of Vietnam on guidelines for securities market surveillance. Specifically, matters to be supervised by the State Securities Commission (SSC) include:
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- Vietnam: Methods of market surveillance by State Securities Commission
- 17:10, 23/11/2017
- On October 25, 2017, the Ministry of Finance of Vietnam issued Circular No. 115/2017/TT-BTC on guidelines for securities market surveillance. According to this Circular, methods of market surveillance by State Securities Commission (SSC) include:
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- Vietnam: Exchange members’ obligations to send reports at the beginning of the month
- 09:28, 03/11/2017
- This is the new point mentioned in Circular No. 115/2017/TT-BTC of the Ministry of Finance of Vietnam on guidelines for securities market surveillance.
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- Vietnam: Responsibilities and powers of the State Securities Commission
- 17:06, 01/11/2017
- On October 25, 2017, the Ministry of Finance of Vietnam issued Circular No. 115/2017/TT-BTC on guidelines for securities market surveillance. According to this Circular, State Securities Commission (hereinafter referred to as SSC) shall have the following responsibilities and powers:
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