Vietnam: The market surveillance database system

17:27, 13/12/2017

According to guidelines provided in Circular No. 115/2017/TT-BTC of the Ministry of Finance of Vietnam, the Stock Exchange (SE) must build a market surveillance database system. It must at least contain:

First, securities transaction result data.

Second, lists and information about SE’s supervisees violating regulations and laws on securities and securities market, regulations of SE.

Third, reports and information about securities transactions disclosed through the information disclosure system of SE; reports and information reported to the State Securities Commission.

Fourth, data of investors’ securities trading accounts.

Circular No. 115/2017/TT-BTC of the Ministry of Finance of Vietnam was issued on October 25, 2017 and officially effective from December 08, 2017.

- Nguyen Trinh -

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Circular No. 115/2017/TT-BTC

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