Vietnam: Determination of revenue of securities companies and asset management companies

Revenues from business operation

Securities companies

Asset management companies

- Revenue from securities brokerage and products of securities brokerage (deputed account);

- Revenue from proprietary trading;

- Revenue from issue guarantee, issue broker;

- Revenue from finance consultation;

- Revenue from securities investment consultation;

- Revenue from mandate, bidding;

- Revenue from securities depository;

- Revenue from operations.

- Revenue from securities investment fund management and securities investment company;

- Revenue from securities investment consultation;

- Revenue from investment portfolio consultation;

- Revenue from reward when the investment results of the fund, the portfolio exceed the reference rate based on contracts with customers;

- Revenue from issuing fund certificates or stocks from securities Investment Company;

- Revenue from fees from investment as designated for foreign investors;

- Revenue from repurchase, conversion of fund certificates;

- Revenue from operations.

Revenues from financial activities include those from:

- Contribution of capital;

- Interest on deposits;

- Exchange differences;

- Revenue from dividends and bond interest of proprietary trading self and dividends, bond interest, the difference between purchase and sale of securities of financial investments; Revenue of loans, deposits;

- Estimated revenue from stocks and bond interest;

- Revenue from financial activities and investment.