Principles of securities activities and securities market operation in Vietnam

Anh Tu

11:00, 13/01/2010

The Law on Securities 2006 of Vietnam provides for public offering of securities, securities listing, trading and investment, and provision of securities and securities market services.

The Law on Securities 2006 of Vietnam specifies principles of securities activities and securities market operation as follows:

1. Respect for organizations' and individuals' rights to freedom of securities purchase, sale and trading as well as securities service provision.

2. Fairness, publicity and transparency.

3. Protection of legitimate rights and benefits of investors.

4. Accountability for risks.

5. Compliance with law.

This is the content specified in Article 4 of the Law on Securities 2006 of Vietnam, effective from January 01, 2007.

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Key word:
Law on Securities 2006

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